-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Vr+2Pbeg1K/wrsouhpih1SC708GekCvMMCB+bKpxHtxinfwgbg2BQ55cvuAuvQlX Yal50ClSQQzGc96GgWDMQA== 0001021408-02-002134.txt : 20020414 0001021408-02-002134.hdr.sgml : 20020414 ACCESSION NUMBER: 0001021408-02-002134 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020214 GROUP MEMBERS: KOS INVESTMENTS, INC. GROUP MEMBERS: MICHAEL JAHARIS SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: KOS PHARMACEUTICALS INC CENTRAL INDEX KEY: 0001018952 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 650670898 STATE OF INCORPORATION: FL FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-52857 FILM NUMBER: 02543040 BUSINESS ADDRESS: STREET 1: 1001 BRICKELL BAY DR STE 25 CITY: MIAMI STATE: FL ZIP: 33131 BUSINESS PHONE: 3055773464 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: KOS HOLDINGS INC CENTRAL INDEX KEY: 0001055882 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 475 PARK AVENUE SOUTH STREET 2: 23RD FL CITY: NEW YORK STATE: NY ZIP: 10016 BUSINESS PHONE: 3055773464 MAIL ADDRESS: STREET 1: 475 PARK AVENUE SOUTH STREET 2: 23RD FL CITY: NEW YORK STATE: NY ZIP: 10016 SC 13G/A 1 dsc13ga.txt AMEND NO. 3 ============================================================================== SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G/A Under the Securities Exchange Act of 1934 (Amendment No. 3)* Information to be included in statements filed pursuant to Rule 13d-1(b) and (c), and (d) and amendments thereto filed pursuant to Rule 13d-2(b) KOS PHARMACEUTICALS, INC. ------------------------- (Name of Issuer) Common Stock, par value $.01 ---------------------------- (Title of Class of Securities) 500648100 --------- (CUSIP Number) N/A --- (Date of Event Which Requires a Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: [ ] Rule 13d-1(b) [ ] Rule 13d-1(c) [X] Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act, but shall be subject to all other provisions of the Act (however, see the Notes). =============================================================================== - ------------------------------------------------------------------------------ NAMES OF REPORTING PERSONS. 1 I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY). KOS HOLDINGS, INC. - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) 2 (a) [X] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 DELAWARE - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF NONE SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 OWNED BY 7,610,000 ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING NONE PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 7,610,000 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 7,610,000 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES 10 (SEE INSTRUCTIONS) [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 37.1% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) 12 CO - ------------------------------------------------------------------------------ 2 - ------------------------------------------------------------------------------ NAMES OF REPORTING PERSONS. 1 I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY). KOS INVESTMENTS, INC. - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) 2 (a) [X] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 DELAWARE - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF NONE SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 OWNED BY 8,570,069 ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING NONE PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 8,570,069 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 8,570,069 - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES 10 (SEE INSTRUCTIONS) [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 41.8% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) 12 CO - ------------------------------------------------------------------------------ 3 - ------------------------------------------------------------------------------ NAMES OF REPORTING PERSONS. 1 I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY). MICHAEL JAHARIS - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) 2 (a) [X] (b) [_] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 USA - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF 11,409,150 SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 OWNED BY 8,922,941 ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING 11,409,150 PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 8,922,941 - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 20,332,091 - ------------------------------------------------------------------------------- CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES 10 (SEE INSTRUCTIONS) [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 64.4% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) 12 IN - ------------------------------------------------------------------------------ 4 Item 1. (a) Name of Issuer: Kos Pharmaceuticals, Inc. (b) Address of Issuer's Principal Executive Offices: 1001 Brickell Bay Drive, Suite 2502 Miami, FL 33131 Item 2. (a) Name of Persons Filing: Kos Holdings, Inc., Kos Investments, Inc. and Michael Jaharis (b) Address of Principal Business Office or if None, Residence: For the corporations and Mr. Jaharis: c/o Steven K. Aronoff, P.C. 475 Park Avenue South 23rd Floor New York, NY 10016 (c) Citizenship: Delaware for Kos Holdings, Inc. and Kos Investments, Inc., USA for Michael Jaharis (d) Title of Class of Securities: Common Stock, par value $.01 (e) Cusip Number: 500648100 Item 3. N/A Item 4. Ownership (1)(a) Amount Beneficially Owned by Kos Holdings, Inc.: 7,610,000 (1)(b) Percent of Class: 37.1% (1)(c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: None (ii) Shared power to vote or to direct the vote: 7,610,000 5 (iii) Sole power to dispose or to direct the disposition of: None (iv) Shared power to dispose or to direct the disposition of: 7,610,000 (2)(a) Amount Beneficially Owned by Kos Investments, Inc.: 8,570,069 (2)(b) Percent of Class: 41.8% (2)(c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: None (ii) Shared power to vote or to direct the vote: 8,570,069 (iii) Sole power to dispose or to direct the disposition of: None (iv) Shared power to dispose or to direct the disposition of: 8,570,069 (3)(a) Amount Beneficially Owned by Michael Jaharis: 20,332,091 (3)(b) Percent of Class: 64.4% (3)(c) Number of shares as to which such person has: (i) Sole power to vote or to direct the vote: 11,409,150 (ii) Shared power to vote or to direct the vote: 8,922,941 (iii) Sole power to dispose or to direct the disposition of: 11,409,150 (iv) Shared power to dispose or to direct the disposition of: 8,922,941 Item 5. Ownership of Five Percent or Less of a Class N/A Item 6. Ownership of More than Five Percent on Behalf of Another Person None Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company N/A 6 Item 8. Identification and Classification of Members of the Group Kos Holdings, Inc. Kos Investments, Inc. Michael Jaharis Item 9. Notice of Dissolution of Group N/A Item. 10 Certification N/A 7 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct. Dated: February 13, 2002 KOS HOLDINGS, INC. By: /s/ Kathryn Jaharis Ledes ---------------------------------------- Kathryn Jaharis Ledes, President KOS INVESTMENTS, INC. By: /s/ Kathryn Jaharis Ledes ---------------------------------------- Kathryn Jaharis Ledes, President /s/ Michael Jaharis -------------------------------------------- Michael Jaharis 8 EXHIBITS Exhibit A Joint Filing Agreement 9 Exhibit A Joint Filing Agreement In accordance with Rule 13d-1(k) under the Securities Exchange Act of 1934, as amended, the persons named below agree to the joint filing on behalf of each of them of a Schedule 13G. This Joint Filing Agreement shall be included as an exhibit to such joint filing. In evidence thereof, each of the undersigned, being duly authorized, hereby execute this Agreement this 13th day of February, 2002. KOS HOLDINGS, INC. By: /s/ Kathryn Jaharis Ledes ---------------------------------------- Kathryn Jaharis Ledes, President KOS INVESTMENTS, INC. By: /s/ Kathryn Jaharis Ledes ---------------------------------------- Kathryn Jaharis Ledes, President /s/ Michael Jaharis -------------------------------------------- Michael Jaharis 10 -----END PRIVACY-ENHANCED MESSAGE-----